Compliance Specialist
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الوصف الوظيفي - Work independently and with a team on risk-based monitoring and evaluation activities, including risk assessment, monitoring and testing, analysis of findings, and reporting to ensure effective, sustainable risk management processes exist. - Make sure the organization has a clearly defined program for complying with the country’s laws. - Constantly report to management concerning the organization’s compliance with laws and regulations. - Take action in dealing with noncompliance situations, creating realistic plans to overcome them. - Establish regular training process and process to document regularity and consistency of training on the Corporate Compliance Plan. - Assist department heads in establishing department-level mechanisms to monitor compliance with standards set forth in the Policy Manual - Prepare all correspondents relating to CMA including disclosures. - Administer shareholders affairs including maintaining company database on shareholders and co-coordinating with CMA, attending to all shareholder’s queries, coordinating events such as AGMs , sending invitations, and dividends distributions. - Assist in dealing and communicating with investors, prepares business reports, quarterly presentations, and hosts analysts meetings. - Educational Qualifications Bachelor’s Degree in economics or finance / in a relevant subject المهارات • Experienced and knowledgeable in Kuwait Capital Market Authority ( CMA ) rules, Kuwait stock exchange requirements and industry regulatory requirements and governance. • Good knowledge in Governance leading practices, disclosure requirements, compliance and regulatory reporting. • Strong analytical and communication skills. • Proficiency in English & Arabic. • Bachelor’s degree, more than7-years of compliance, risk management, and/or audit experience with a strong focus on risks and controls and risk-based auditing techniques. • Practical working knowledge of financial services compliance and operations including the related rules and regulations of the financial services industry. تفاصيل الوظيفة https://www.bayt.com/ar/kuwait/jobs/compliance-specialist-4438361/ |
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