الوصف الوظيفي
Our client is an Exchange house in DIFC and seeking to recruit an experienced Compliance officer and MLRO.
Duties:
• Review of client files in line with the procedures and regulations for the submission to the Client Acceptance Committee.
• Conduct the client review based on the review calendar in line with the policies and procedures
• Monitoring & testing of Business
• Escalating issued and taking preventive actions
• Reviewing and updating the risk parameters set up in MLO transaction monitoring platform in line with the changing business and risks. As part of transaction monitoring assess the suitability of client investment transactions in line with the profiles.
• Review the reports on off-market transactions or such transactions in line with DFSA standards of market conduct.
• Liaise with DFSA as key point of contact and ensure timely compliance reporting to DFSA
• Ensuring documentation is filed with DIFC in a timely manner
المهارات
Candidate Requirements
• 5-7 years’ experience
• Knowledge of DFSA rules and regulations
• Preferable prior authorization by DFSA
• Experience in anti-money laundering
• Proactive
• Excellent communication skills
تفاصيل الوظيفة
منطقة الوظيفة دبي, الإمارات العربية المتحدة
قطاع الشركة وكالات التوظيف/التوظيف
طبيعة عمل الشركة صاحب عمل (القطاع الخاص)
الدور الوظيفي إدارية
نوع التوظيف دوام كامل
الراتب الشهري غير محدد
عدد الوظائف الشاغرة غير محدد
المرشح المفضل
المستوى المهني متوسط الخبرة